-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kwg3eKvscBdp7wL1ntbYswqvWIULUbl1dbqGehjlelVagYevl8kocmu0ce7eQms0 ScGRJslTH4kt9qHndjIANg== 0001044868-97-000002.txt : 19970827 0001044868-97-000002.hdr.sgml : 19970827 ACCESSION NUMBER: 0001044868-97-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970826 SROS: NYSE GROUP MEMBERS: GEORGE WEISS AND COMPANY, LLC GROUP MEMBERS: GEORGE WEISS ASSOCIATES,INC. PROFIT SHARING PLAN TRUST GROUP MEMBERS: IOU LIMITED PARTNERSHIP GROUP MEMBERS: WEISS GEORGE & CO LLC GROUP MEMBERS: WEISS QUALIFIED INCOME FUND III GROUP MEMBERS: WEISS TOTAL RETURN L.P. II GROUP MEMBERS: WEISS TOTAL RETURN LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA PACIFIC RESOURCES CENTRAL INDEX KEY: 0000741508 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 880198358 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44979 FILM NUMBER: 97669588 BUSINESS ADDRESS: STREET 1: 6100 NEIL RD STREET 2: P O BOX 30150 CITY: RENO STATE: NV ZIP: 89520 BUSINESS PHONE: 7026893600 MAIL ADDRESS: STREET 1: P O BOX 30150 STREET 2: 6100 NEIL ROAD CITY: RENO STATE: NV ZIP: 89520-3150 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEISS GEORGE & CO LLC CENTRAL INDEX KEY: 0001044868 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061457118 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ONE STATE ST CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 8602472018 MAIL ADDRESS: STREET 1: ONE STATE ST CITY: HARTFORD STATE: CT ZIP: 06103 SC 13D/A 1 Final Ammendment Name of issuer: Sierra Pacific Resources Class of securities: Common CUSIP Number: 826425100 Person authorized to receive communications: Mr. Steven C. Kleinman George Weiss Associates, Hartford, CT 06103 (860) 247-2018 Date of event requiring filing: August 7, 1997 This is a final ammendment as beneficial ownership is below 5%. See accession number 0000813005-96-000010 for prior filing. Schedule 13D ------------------------------------------------------------------------------- Reporting person: GWA,Inc. George Weiss Weiss Quali- Profit and Company Weiss Total fied Income Sharing Plan LLC Return L.P. Fund III Trust 12/1/78 06-1457118 06-1179675 06-1189897 06-0995549 Member of group yes yes yes yes Source of funds: WC WC WC WC Location: Connecticut Connecticut Connecticut Connecticut Cumulative shares owned at 8/07/97 with: Sole voting power 529,600 44,800 Shared voting power 203,300 634,600 Sole dispositive 529,600 44,800 Shared dispositive 203,300 634,600 Total owned 529,600 203,300 634,600 44,800 % class owned 1.72% .66% 2.06% .15% Reporting entity BD PN PN EP Schedule 13D (page 2) ------------------------------------------------------------------------------- Reporting person: Weiss Total Return IOU Limited L.P. II Partnership 06-1458824 06-1358011 Member of group yes yes Source of funds: WC WC Location: Connecticut Connecticut Cumulative shares owned at 8/07/97 with: Sole voting power Shared voting power 85,100 14,700 Sole dispositive Shared dispositive 85,100 14,700 Total owned 85,100 14,700 % class owned .28% .05% Reporting entity PN PN Information Section (Changes and additions from prior filing only) ------------------------------------------------------------------------------- Item 1. Security and issuer (no change from prior filing) Item 2. Identity and Background (additional information) Name Principal Business George Weiss and Company, LLC Securities broker dealer IOU Limited Partnership Investment company George A. Weiss Manager of securities broker dealer, and general partner of investment company The above entities were organized in Connecticut and are located at One State Street, Hartford, CT 06103. None of the persons associated with the above entities have been convicted in a criminal proceeding, nor have been party to a civil proceeding concerning securities laws. Item 3. Source and Amount of Funds or Other Considerations (no change from prior filing) Item 4. Purpose of Transaction (no change from prior filing) Item 5. Interest in Securities of the Issuer (all share and percent information is cumulative as of 8/07/97 for a) and b) ) a) Common Stock Percent Entity Owned in the of out- Aggregate standing George Weiss and Company, LLC 529,600 1.72% Weiss Total Return Limited Partnership 203,300 .66% Weiss Qualified Income Fund III 634,600 2.06% George Weiss Associates, Inc. Profit 44,800 .15% Sharing Plan Trust Dated 12/1/78 Weiss Total Return Limited Partnership II 85,100 .28% IOU Limited Partnership 14,700 .05% b) Sole voting Shared voting & depositive & depositive Entity power power George Weiss and Company, LLC 529,600 none Weiss Total Return Limited Partnership none 203,300 Weiss Qualified Income Fund III none 634,600 George Weiss Associates, Inc. Profit 44,800 none Sharing Plan Trust Dated 12/1/78 Weiss Total Return Limited Partnership II none 85,100 IOU Limited Partnership none 14,700 c) George Weiss and Company, LLC 07/16/97 Sold 44,200 shares @ 32.875 per share 07/18/97 Bought 2,200 shares @ 32.0625 per share 07/23/97 Sold 18,800 shares @ 32 per share 07/24/97 Sold 70,300 shares @ 32.125 per share 07/29/97 Bought 6,500 shares @ 32 per share 08/04/97 Sold 4,400 shares @ 31.9698 per share Weiss Total Return Limited Partnership 07/16/97 Sold 10,600 shares @ 32.875 per share 07/23/97 Sold 4,500 shares @ 32 per share 07/24/97 Sold 17,000 shares @ 32.125 per share 08/04/97 Sold 1,300 shares @ 31.9698 per share George Weiss Associates, Inc. Profit Sharing Plan, Dated 12/01/78 06/10/97 Bought 2,300 shares @ 29.5 per share 06/30/97 Bought 5,400 shares @ 32 per share 07/03/97 Bought 15,300 shares @ 31.75 per share 07/16/97 Bought 3,100 shares @ 32.4688 per share 07/29/97 Bought 34,900 shares @ 31.3125 per share 07/29/97 Bought 6,300 shares @ 32.0625 per share 07/30/97 Bought 3,900 shares @ 32.125 per share 08/01/97 Sold 2,200 shares @ 31.8438 per share 08/04/97 Sold 5,600 shares @ 31.9698 per share 08/04/97 Sold 3,800 shares @ 31.875 per share 08/07/97 Sold 26,800 shares @ 31.9375 per share Weiss Total Return Limited Partnership II 07/16/97 Sold 6,600 shares @ 32.875 per share 07/23/97 Sold 2,800 shares @ 32 per share 07/24/97 Sold 10,600 shares @ 32.125 per share 08/04/97 Sold 1,000 shares @ 31.9698 per share IOU Limited Partnership 06/10/97 Bought 700 shares @ 29.5 per share 06/30/97 Bought 1,000 shares @ 31.4375 per share 06/30/97 Bought 1,600 shares @ 32 per share 07/03/97 Bought 4,700 shares @ 31.75 per share 07/16/97 Bought 900 shares @ 32.4688 per share 07/29/97 Bought 10,600 shares @ 31.3125 per share 07/30/97 Bought 1,200 shares @ 32.125 per share 08/01/97 Sold 700 shares @ 31.8438 per share 08/04/97 Sold 1,700 shares @ 31.9698 per share 08/04/97 Sold 1,200 shares @ 31.875 per share 08/07/97 Sold 8,200 shares @ 31.9375 per share All above transactions were effected through established securities exchanges. d) (no change from prior filing) e) The reporting entities ceased to be beneficial owners of five percent of this class of securities on August 7, 1997. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. (additional information) No such conditions exist with respect to the securities of the issuer. Weiss Asset Management L.P. is the investment advisor to IOU Limited Partnership. The investment company may defer its shareholder rights to the advisor. The general partner in the investment company is also a general partner in the investment advisor. Signature: George Weiss and Company, LLC Manager George A. Weiss Weiss Total Return Limited Partnership Weiss Qualified Income Fund III Weiss Total Return Limited Partnership II IOU Limited Partnership Weiss Asset Management Limited Partnership General Partner George A. Weiss George Weiss Associates, Inc. Profit Sharing Plan Trust Dated 12/1/78 Trustee George A. Weiss -----END PRIVACY-ENHANCED MESSAGE-----